CAPRICORN ENERGY ORD 735/143P
CNE
- GBX (-)
- 15 min delayed data - London Stock Exchange
Open: -
Change: -
Volume: -
Low: -
High: -
High / Low range: -
Type: Stocks
Ticker: CNE
ISIN: GB00BRJ7R218

Samson Rock Capital LLP - Form 8.3 - Capricorn Energy Plc

  • 64
Samson Rock Capital LLP - Form 8.3 - Capricorn Energy Plc

PR Newswire

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1.         KEY INFORMATION

(a) Full name of discloser: SAMSON ROCK CAPITAL LLP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree
CAPRICORN ENERGY PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure
29/09/2022
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state “N/A”
No

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORDINARY 21/13P
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled:
(2) Cash-settled derivatives: 0 0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:   
     TOTAL: 0 0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security Purchase/sale Number of securities Price per unit

(b)        Cash-settled derivative transactions

Class of relevant security Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities Price per unit
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 19,125 240 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 464,665 249.1485789 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 250 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 250.057328 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 250.36213 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 251.03068 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 347,988 251.2895125 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 544,000 252 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 200,000 254 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 693,347 255 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 120,000 255.1141333 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 256.02441 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 257 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 257.91453 GBp
21/13P
ORDINARY
EQUITY SWAP REDUCING A LONG POSITION 100,000 258.716006 GBp

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type
e.g. American, European etc.
Expiry date Option money paid/ received per unit

(ii)        Exercise

Class of relevant security Product description
e.g. call option
Exercising/ exercised against Number of securities Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing
e.g. subscription, conversion
Details Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state “none”

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”

NONE

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO

   

Date of disclosure: 30/09/2022
Contact name: Trishawna Simpson
Telephone number*: 02039941800

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

PR Newswire
PR Newswire

PR Newswire's news distribution, targeting, monitoring and marketing solutions help you connect and engage with target audiences across the globe.